
GLBA compliance & data privacy for financial institutions
What is the Gramm-Leach-Bliley Act? The Gramm-Leach-Bliley Act (GLBA) is the foundational federal privacy law…

What is SOC 2 compliance?
SOC 2 compliance is a framework developed by the American Institute of Certified Public Accountants…

The fintech-bank governance gap: who owns model oversight?
In the bank-fintech partnership model, there is a persistent governance gap that shows up in…

Treasury AI Guidance for Banks: What Compliance Teams Need to Know
The Treasury just released its first AI guidance for financial services. Here is what it…

The 12 Pillars of a Compliance Management System
Most compliance teams inherit a patchwork of frameworks. The CFPB outlines five pillars for a…
