
The fintech-bank governance gap: who owns model oversight?
In the bank-fintech partnership model, there is a persistent governance gap that shows up in…

How SR 11-7 Applies to AI/ML Models: What Compliance Teams Need to Know
SR 11-7 was issued in 2011 by the Federal Reserve. The models it was designed…

Treasury AI Guidance for Banks: What Compliance Teams Need to Know
The Treasury just released its first AI guidance for financial services. Here is what it…

The 12 Pillars of a Compliance Management System
Most compliance teams inherit a patchwork of frameworks. The CFPB outlines five pillars for a…
